JD Supra3d
The Rules of the Name: SEC Staff Updates Guidance on Fund Naming Rules
The Securities and Exchange Commission (SEC) staff issued updated FAQs regarding Rule 35d-1 under the Investment Company Act ...
JD Supra3d
SEC Issues Updated "Names Rule" FAQ
On January 8, 2025, the Securities and Exchange Commission's (SEC) Division of Investment Management (Division) issued responses to certain ...