JD Supra7d
The Rules of the Name: SEC Staff Updates Guidance on Fund Naming Rules
The Securities and Exchange Commission (SEC) staff issued updated FAQs regarding Rule 35d-1 under the Investment Company Act ...
Forbes2y
How ESG Funds Will Be Impacted By The SEC's Expansion Of The 80 Percent Names Rule
The Securities and Exchange Commission has been considering expanding the 80% rule for fund names to include strategies, a change that will have sweeping impacts on the mutual fund industry.