InvestmentNews11d
UBS on the hook for $92.2 million in damages linked to advisor’s short sales of Tesla
The UBS clients alleged that from September 2019 to July 2020 Burish “recommended an unsuitable and risky strategy of selling ...
Financial Planning11d
UBS, broker nailed with $95M FINRA award over shorting Tesla
UBS and one of its brokers were slammed with a more-than-$95 million arbitration award last week over allegations that they inappropriately recommended clients short Tesla stock. UBS vowed to ...