If you’re facing a possible conduct issue, or are subject to a Solicitors Regulation Authority (SRA) investigation or Solicitors Disciplinary Tribunal (SDT) proceedings and interventions, contact the ...
It’s significant that we’ve been able to set the record straight.’ It is understood that the SRA opened its investigation into Yakoob’s conduct last May, but no formal proceedings have ...
The firm, headquartered in Reading, failed to ensure it had relevant documents in place to prevent activities related ... the risk of money laundering. The SRA said the fine was based on the ...
This review is separate from the independent review commissioned by the SRA late last year to evaluate whether the SQE is progressing towards meeting its objectives.