This is FINRA’s first enforcement action for violations of Rule 4330, which established requirements for the borrowing of ...

FINRA has fined Apex Clearing Corporation $3.2 million for violations related to its fully paid securities lending program.

The U.S. Financial Industry Regulatory Authority (FINRA) is sanctioning the clearing firm behind an earlier enforcement ...

Wedbush Securities, a leading financial services and investment firm, is proud to announce the launch of fast and efficient services for easy-to-borrow, locates and hard-to-borrow securities. This ...

Looking for the best index funds for 2025? Check this list of examined index funds that are worth considering adding to your ...

Lending stock or shares of an exchange traded fund (ETF) to a broker can earn you additional income, but it isn't for everyone. Securities lending is common, and share lending programs are usually ...

AtlasClear Holdings (ATCH) has announced they have signed an engagement with LocBox to utilize their stock loan inventory management platform ...

On January 2, 2025, the Securities and Exchange Commission (the SEC) published an order approving a proposed rule change filed by the ...

where broker-dealers lend and borrow securities from each other, totaled an additional $2.57 billion in revenue for 2024, a 9.9% decrease from 2023. Equity lending revenues fell 13% globally ...

"The attraction of lending securities is that the loan draws interest at a rate generally higher than typical money market investments, and you do not jeopardize any appreciation in the securities ...