The U.S. Securities and Exchange Commission (SEC) is seeking the best and brightest talent to help strengthen our workforce to better serve as the investor's advocate. Applicants must be U.S. Citizens.

The Office of Inspector General (OIG) seeks to prevent and detect any fraud, waste, abuse, and mismanagement at the SEC while promoting integrity, economy, efficiency, and effectiveness in Commission programs and operations.

Feb 1, 2024 · The Office of Investigations manages OIG's Hotline, which is available 24 hours a day, 7 days a week, to receive and process tips and complaints about fraud, waste, or abuse related to SEC programs and operations.

Apr 14, 2015 · Mr. Hoecker began his career with the U.S Army in 1976 as a military policeman and then served as a special agent and warrant officer for the Army Criminal Investigations Command.

Jan 29, 2013 · The Securities and Exchange Commission today announced that it has named Carl W. Hoecker as its Inspector General. Mr. Hoecker currently serves as Inspector General for the U.S. Capitol Police and will replace David Kotz, who left the SEC last year.

conducting independent and objective investigations of potential criminal, civil, and administrative violations that undermine the ability of the SEC to accomplish its statutory mission; preventing and detecting fraud, waste, and abuse in SEC programs and operations;

4 days ago · The Division of Enforcement oversees the agency’s civil law enforcement function by conducting investigations into possible securities law violations, filing hundreds of enforcement actions each year against wrongdoers, and returning …

Dec 20, 2024 · enGene Holdings Inc. (Filer) CIK: 0001980845 (see all company filings) IRS No.: 000000000 | State of Incorp.:Z4 | Fiscal Year End: 1031 Type: 424B5 | Act: 33 | File ...

Jul 17, 1999 · Transfer agents cancel stock certificates presented for transfer, issue new stock certificates, and maintain the records reflecting the ownership of securities as agent for the issuer. They also may disburse dividends and interest payments and send securityowner communications, such as proxy materials and annual reports.

Oct 1, 2020 · administrative violations that undermine the ability of the SEC to accomplish its statutory mission; • preventing and detecting fraud, waste, and abuse in SEC programs and operations; • identifying vulnerabilities in SEC systems and operations and making recommendations to improve them;